Pacific Securities

Results: 310



#Item
201United States securities law / Pacific Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / Financial regulation / Government / PCX / Self-regulatory organizations / United States Securities and Exchange Commission

Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System; Rel. No[removed], File No. SR-PCX[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-12-15 15:30:38
202Self-regulatory organizations / Securities Exchange Act / Economy of the United States / Pacific Exchange / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial regulation / Government / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-01-12 12:15:42
203Stock market / Finance / United States Securities and Exchange Commission / Self-regulatory organizations / Order / PCX / Floor broker / Market maker / Pacific Exchange / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]August 13, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Priorit

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-08-13 15:28:28
204Self-regulatory organizations / Securities Exchange Act / Pacific Exchange / Economy of the United States / PCX / U.S. Securities and Exchange Commission / Financial regulation / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-02-06 17:52:13
205United States securities law / PCX / Securities Exchange Act / Federal Arbitration Act / Law / Legal terms / Arbitration

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-05-27 15:41:47
206Stock market / 73rd United States Congress / Self-regulatory organizations / PCX / Investment / Securities Exchange Act / Market maker / Order / Pacific Exchange / United States Securities and Exchange Commission / United States securities law / Financial economics

Pacific Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Priority and Order Allocation Procedures for PCX Plus

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-09-24 13:41:14
207Investment / 73rd United States Congress / Finance / SEC filings / Securities Exchange Act / Exchange-traded fund / U.S. Securities and Exchange Commission / Qualified institutional placement / Financial economics / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]October 26, 2004 Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Pro

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-10-27 14:43:29
208Investment / Self-regulatory organizations / NYSE Arca / New York Stock Exchange / Securities Exchange Act / Short / Market maker / Pacific Exchange / Financial markets / Financial economics / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-04-16 08:16:40
209Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / NYSE Arca / New York Stock Exchange / U.S. Securities and Exchange Commission / Pacific Exchange / United States / Financial regulation / United States securities law / United States Securities and Exchange Commission / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]June 4, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-06-05 09:19:43
210Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / New York Stock Exchange / U.S. Securities and Exchange Commission / Pacific Exchange / NYSE Arca / United States / Financial regulation / Self-regulatory organizations / Economy of the United States / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Revising Its Telephone Policies

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-12-15 09:19:24
UPDATE